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How to Request Violation Removal from the FMCSA Drug & Alcohol Clearinghouse | ASK A SAP!®

Sep 5, 2023
7 min read

Updated: Aug 20






If a drug or alcohol violation shows up on your FMCSA Clearinghouse record, it can feel like the end of the road. Your ability to work disappears overnight, and the process can seem impossible to fight.


Here is something many drivers do not know. Sometimes a violation is reported that should never have been entered in the first place. And when that happens, federal regulations give you a specific way to request that FMCSA review and correct your record.


This guide explains when removal is possible, what the process does not cover, and exactly where to go to file your request. As always, this is education, not legal advice, and every situation is different.


First, an honest and important limit

The petition process is narrow and understanding that up front will save you time and frustration.


Under 49 CFR 382.717, you can ask FMCSA to correct administrative errors or to remove a report that did not follow the reporting requirements. What you cannot do is use this process to argue that a valid test result or a valid refusal was wrong. The regulation is clear that drivers may not challenge the accuracy of test results or refusals through this process.

So this is not a way to dispute a legitimate violation. It is a way to fix a record that contains something that should not be there.


The principle behind most of these situations

One foundational rule drives most wrongly reported violations, and it is worth understanding before we go further.


Only DOT drug or alcohol test results, and properly defined refusals and actual-knowledge violations, may be reported to the Clearinghouse. Employers are allowed to conduct drug and alcohol testing that falls outside the DOT testing requirements, but the results of those non-DOT tests must not be reported to the Clearinghouse.


When something is reported that falls outside those rules, that is exactly what the petition process is designed to address.


What you can actually petition to correct or remove

Here are the categories the regulation allows.


1. Administrative errors. These are mistakes in how the information was entered, such as:

  • A data entry mistake.

  • A duplicate report of a positive test result.


2. A CMV DUI citation that did not result in a conviction. If an employer reported actual knowledge based on a traffic citation for driving a commercial motor vehicle under the influence, and that citation did not lead to a conviction, you may petition to add documentary evidence of the non-conviction to your record.


3. An actual-knowledge report that did not follow the requirements. Actual knowledge has a specific definition under 49 CFR 382.107. It is based on:

  • The employer's direct observation of the employee.

  • Information provided by the driver's previous employer.

  • A traffic citation for driving a CMV under the influence.

  • The safety-sensitive employee's admission of alcohol or controlled substance use.

If a report of actual knowledge does not fit that definition or does not meet the reporting requirements, it may be challenged.


4. A refusal report that did not follow the requirements. A common and important example:

  • A no-show pre-employment "refusal." Under 49 CFR 40.191(a)(1), a pre-employment refusal does not begin until you are given, or you select, the collection kit. Until that moment, you are free to leave the collection site without it being a refusal. Employers and collection sites often misunderstand this and report a no-show as a refusal when it was not one.


Reports that should not have been on the Clearinghouse at all

Because only DOT test results and properly defined violations may be reported, situations like these may qualify for correction or removal:


  • A positive result from a physical examination, which is not a DOT test.

  • A test ordered by a driving school that is not your employer and is not acting as its own consortium/third-party administrator (C/TPA).

  • A post-accident test reported as a DOT violation when the accident did not meet the criteria requiring a DOT post-accident test, for example no fatality, no citation for a moving violation, or a vehicle that was not a commercial motor vehicle.


By contrast, a legitimate violation cannot be removed.


Where you actually file: DataQs, not the Clearinghouse

This is the part that confuses almost everyone, so read it carefully.

You do not file the petition inside your Clearinghouse account. You file it through a separate FMCSA system called DataQs, at DataQs.


Here is the plain-language path:

  • Step one: Find your Clearinghouse record ID number first. Log in to your Clearinghouse account and locate the record ID number listed in your Violation Record. You will need this number to file. Without at least one record ID number, your petition will not save.

  • Step two: Go to DataQs at DataQs. If you are a CDL driver new to DataQs, select Create an Account and register as a driver. If you are an owner-operator, meaning you employ yourself as a driver, you log in using your FMCSA Portal account instead.

  • Step three: Start your request. Once you are logged in, click Start a New Request, then select Drug & Alcohol Clearinghouse Violation Petition, and choose the reason for your request.

  • Step four: Enter your record ID number and explain your reason clearly.

  • Step five: Upload your supporting documentation. This is not optional. FMCSA states plainly that if you do not provide sufficient evidence, your petition will be closed with no further action taken. Bring your proof.


How long it takes, and the faster option

In most cases, FMCSA will inform you of its decision within 45 days of receiving a complete petition.

There is also a faster path:

  • If the violation on your record is currently preventing you from performing safety-sensitive functions, meaning it is keeping you off the job, you can request expedited treatment under 49 CFR 382.717(e).

  • You must provide evidence, such as a notice of suspension, to qualify.

  • If FMCSA grants the expedited review, it will respond within 14 days of a complete petition.


If FMCSA rules against you

If your petition is denied and you believe the decision was made in error, you have one more option. You may request an administrative review under 49 CFR 382.717(f). FMCSA will complete that review within 30 days of receiving your request, and its decision is the final agency action.


Should you start the SAP process while you wait? It depends.

This is one of the most important decisions you will make, and the right answer depends on your situation. The wrong choice can cost you money you will never get back.


The general rule: keep going. In most cases, if you are facing the Return-to-Duty process, do not stop just because you filed a petition. FMCSA might rule against you, and if you paused everything, you have lost valuable time. Continuing the SAP process during the waiting period means that whatever FMCSA decides, you are not further behind.


The exception: when the case is strong and you qualify for expedited review. There are situations where waiting is the wiser, more protective move, especially when the report should not have been on the Clearinghouse in the first place.


Consider a common scenario. A safety-sensitive employee fails a drug test while attending a CDL school, and the result is reported as a violation. As covered above, a school test, where the school is not the person's employer and the test is not a DOT test, generally should not have been reported to the Clearinghouse at all. In a situation like that, the report is a strong candidate for removal.


Now picture the safety-sensitive employee in that moment. They are often behind on bills, out of work, and desperate to get back on the road. It would be the easiest thing in the world for them to walk in, pay the SAP fee, and start the process just to feel like they are doing something. And here is the hard truth: SAP fees are non-refundable. If that driver pays for the process, and FMCSA then reverses the violation, that money is simply gone, spent on a process they never needed.


This is where the right guidance changes everything. When the basis for removal is strong and the violation is currently keeping the person off the job, they can request expedited treatment under 49 CFR 382.717(e), which can produce a determination within 14 days. In the right case, the wise move is to wait for that fast answer rather than pay for a process that may prove unnecessary.


Doing it right sometimes means telling someone to wait. This is exactly the kind of judgment call where talking to a qualified Substance Abuse Professional first can protect you. A SAP who puts your interests first will not simply take your fee. They will look at your situation honestly, tell you whether your report is a strong candidate for removal, help you understand whether you qualify for expedited review, and advise you to wait when waiting is the right thing to do, even when it means turning away the payment. That is the standard you deserve, and it is the standard ASK A SAP!® is built on.


The bottom line

A wrongly reported violation is not always permanent. If something was entered on your Clearinghouse record that did not follow the reporting requirements, federal regulations give you a real path to ask FMCSA to fix it, through DataQs, with your record ID number and solid evidence in hand. Knowing the difference between a violation you can challenge and one you cannot, and knowing when to wait rather than spend, is exactly the kind of thing a qualified Substance Abuse Professional can help you understand.


FMCSA publishes its own step-by-step guide for submitting a petition. You can find those instructions in the Drug and Alcohol Clearinghouse resource, Submitting a Petition for Review. Drug and Alcohol Clearinghouse - Submitting a Petition for Review


If you have questions about DOT drug and alcohol testing, the role of a SAP, or the Return-to-Duty process, ASK A SAP!®


ASK A SAP!® is the State of Arkansas's most trusted Substance Abuse Professional resource.



This article is provided for general educational purposes and reflects federal regulations in effect as of the date of writing. It is not legal advice, and individual situations vary. Safety-sensitive employees should verify current requirements with FMCSA and the Clearinghouse and may wish to consult qualified counsel.







Abby Willroth is a qualified Substance Abuse Professional (SAP) located in Central Arkansas. "If you have questions concerning the DOT Alcohol & Drug Testing Regulation, the Role of a SAP or the Return-To-Duty process, ASK A SAP!®


 
 
 

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So the same mro keeps ending up with my drug test they started the ecff forms with my stolen cdl number that I have a police report for and then reported my correct number in the clearing house the mro I spoke with is not the mro who reported me and to top it off it was a second test since the first one came back inconclusive so it was to be observed I’m a male a woman’s took my drug screen seriously is someone trying to sabotage me on purpose or can they just make that many errors

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