top of page

No DOT Requirements for a Consortium or Third-Party Administrators

Did you know there are NO DOT QUALIFICATION REQUIREMENTS for a consortium or third-party administrators! This might come as a surprise, but it's true!

However, it is expected that these entities are knowledgeable in all employer requirements and responsibilities outlined in 49 CFR Part 40 and Part 382, including CDL licensing (Part 383), driver qualifications (Part 391), and commercial motor vehicle driving (Part 392). Employers turn to C/TPAs to ensure compliance with regulations and maintain a safe operating environment.


Employers in the transportation industry often turn to C/TPAs to help ensure they are in compliance with all regulations and maintain a safe operating environment for their drivers. C/TPAs offer expertise and guidance in navigating the complex world of DOT regulations and help employers avoid costly mistakes or violations.


It's important to note that employers can still be held responsible for service agent errors, including C/TPA errors, and can face civil penalty actions for noncompliance. This highlights the importance of partnering with a knowledgeable and reliable C/TPA to ensure compliance with all regulations and maintain a safe operating environment.


Furthermore, it is the responsibility of C/TPAs to be knowledgeable in the following requirements, in addition to the employer requirements: See source: What Are Consortium/Third-Party Administrators? | FMCSA (dot.gov)


  • §40.341 – Must service agents comply with DOT drug and alcohol testing requirements?

  • §40.343 – What tasks may a service agent perform for an employer?

  • §40.345 – In what circumstances may a C/TPA act as an intermediary in the transmission of drug and alcohol testing information to employers?

  • §40.347 – What functions may C/TPAs perform with respect to administering testing?

  • §40.349 – What records may a service agent receive and maintain?

  • §40.351 – What confidentiality requirements apply to service agents?

  • §40.353 – What principles govern the interaction between medical review officers and other service agents?

  • §40.355 – What limitations apply to the activities of service agents? Of particular importance are the exceptions afforded C/TPAs regarding owner-operators and other self-employed individuals in:

    • §40.355(f) – Concerning the transmission of substance abuse professional reports;

    • §40.355(h) – Concerning reasonable suspicion, post-accident, return-to-duty, and follow up testing; and,

    • §40.355(j)(1) – Concerning driver refusals for owner-operators and other self-employed individuals who fail to test after being scheduled and notified.


The consequences of service agent errors, including those made by C/TPAs, can fall upon the employer in the form of civil penalties for noncompliance. These violations can be addressed directly under the public interest exclusion (PIE) in 49 CFR Part 40 Subpart R. The Safe Roads Act of 2012 also grants Congress the power to enforce civil penalties against service agents, as outlined in 49 USC 31306a of the Moving Ahead for Progress in the 21st Century Act (known as "MAP-21").



Conclusion

As an employer in the transportation industry, it's crucial to stay in compliance with DOT regulations and maintain a safe operating environment for your drivers. This is where C/TPAs come in. These entities help employers ensure they are in compliance with all regulations and provide peace of mind that the company is operating in a safe and responsible manner.


Don't risk falling out of compliance with DOT regulations. Partner with a knowledgeable C/TPA to keep your transportation business on track and in line with all regulations. To read more on this topic, please visit What Are Consortium/Third-Party Administrators? | FMCSA (dot.gov)



By: Abby Willroth, NCAC I, ADC, IADC, CADC, MATC, SAP, CAMS is a NAADAC-qualified SAP for DOT evaluations, located in Central Arkansas. " If you have questions pertaining to the DOT Alcohol & Drug Testing Regulation, the Role of a SAP or the Return-To-Duty process, ASK A SAP!" "ASK A SAP!" is a Service Mark of Willroth Consulting

13 views0 comments

Comments


bottom of page